Watchlist Insight

To review or modify Watchlist Insight rules:

  1. Select Design > Business Controls > Rule Books on the navigation bar.
  2. Click corresponding to an existing rule book. The details page is displayed.
  3. Click corresponding to a rule on the Rules tab. The details page is displayed.
  4. Review this information.
    Rule Name
    The name of the rule.
    Control Number
    The identification number of the rule.
    Note: This number can be alpha numeric or numeric.
    Control Type
    The type of control based on the rule created. Transaction Monitoring Control is displayed by default.
    Insight (Maximum 2)
    The name of the Insight for which the rule is created. Select Watchlist Insight.
    Application (Maximum 2)
    The application for which the rule is created.
    Note: Rules cannot be built on more than two application.
    Rule Type
    The type of the rules that you can create.
    Primary Object

    The primary object on which the violations count is based. Only one primary object can be selected for a rule.

    Note: You must select a Primary Object when building a rule condition, else the Infor GRC application will display an error message.
    Other Object
    The additional objects to create the rule. It is not required to select other objects as the violations count is not based on the additional objects.
    Note: If the objects selected in the Primary Object field and the Other Objects field are related in the schema, the relationship between these objects is displayed in the Relationship Between Objects section on the Conditions tab.
    Status
    The status of the rule. Possible values:
    • Draft
    • In Review
    • Final
    Note: The rules with Final status are considered for an analysis.
    Priority
    The priority assigned to the rule.
    Expiry Date
    The date up to which the rule is valid.
    Note: When selecting an expiry date, select a date in the future. The rule expires on the specified date and is not available for analysis after this date.
    Risk Description
    The additional information related to the rule.
    Control Objectives
    The reason for the existence of the rule.
    Documentation
    The documentation for the rule, if any.
    Supporting Documentation
    The reference documents added to the rule. You can add reference documents from IDM (Infor Document Management), for additional information. Select the document type, specify the document name and click Add. The selected documents are displayed at the bottom of the page. Click the document to view the details.
    Owners
    The ownership assigned for the rule. You can assign the role of Users and Owners for the rule.
    Compensating Controls
    You can review this information:

    The compensating controls assigned to the rule for mitigating violations. You can assign compensating controls to the rule, using the option.

    Note: You can also use this tab to create new compensating controls for assigning to the rule, using the option. See, Working with compensating controls.

    The compensating controls assigned to the rule can also be removed using the option.

  5. Click the Conditions tab to review the conditions created for the rule.
  6. Click the Reporting Fields tab to review or select the attributes of the object for which you can view the violations, if any.
  7. Click Save to save the rule, if modified.